Financial LLM - Automating Regulatory Compliance

Financial LLM: Automating Regulatory Compliance

Leveraging Large Language Models for Smarter, Faster Governance.

Schedule a Meeting
  • Client: A mid-sized European fintech company
  • Challenge: The client needed an AI assistant capable of parsing complex EU financial regulations and generating plain-language summaries for internal compliance teams.
  • Solution: ATH designed and trained a domain-specific LLM fine-tuned on thousands of pages of financial legal text and historical regulatory cases.
  • Impact: Reduced manual compliance research time by 65%, improved document accuracy, and enabled faster decision-making for new product launches.
  • Key Highlight: Delivered a secure, private LLM hosted on-premises to meet strict data privacy laws.

Client Background

A European Fintech Leader: Innovating Digital Banking for SMEs

A leading mid-sized fintech company operating across the EU, providing digital banking solutions to thousands of SMEs.

Financial LLM Client Background

The Challenge

Financial LLM Challange

Navigating EU Regulations: A Time-Consuming Challenge

Navigating Europe’s complex and ever-changing financial regulatory landscape was time-consuming and costly for the client’s compliance team. Manual review and interpretation of legal updates slowed product launches and increased the risk of non-compliance.

Our Solution

The ATH Solution: On-Premises LLM for Automated Regulatory Clarity

ATH Infosystems developed and fine-tuned a secure, domain-specific LLM trained on millions of words of EU directives, financial regulations, and historical compliance cases. We designed a custom training pipeline using robust, high-quality datasets and built the LLM to deliver plain-language summaries, risk flags, and automated compliance checklists.

To meet GDPR and privacy standards, the model was deployed on-premises, ensuring data security.

Financial LLM Our Solution

Impact Delivered

65% Reduction

in manual compliance research time

Faster Product Rollout

in new regions

Improved Accuracy

and reduced human errors in interpreting complex regulations

Key Highlight

Data privacy and security audit

Building Regulatory Confidence: Our Commitment to Audited AI

The LLM’s outputs were audited quarterly to ensure legal accuracy and bias mitigation — building long-term trust with regulators.

Ready to automate regulatory tasks?

Contact Us